DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Steven Erwin Flewelling

Potomacasset managerCle Elum, Wa dual registrantIAPD 2278947

Feed of 09/14/2026

Also filed as Steven Erwin Flewelling

At current firm

0 y

since Apr 1, 2026

In the industry

33 y

since Oct 13, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Potomac asset manager current
since Apr 1, 2026 · Bethesda, Md
Cumberland Advisors independent RIA
Sep 24, 2025 to Mar 6, 2026 · Cle Elum, Wa
Advisors Asset Management, Inc. mixed wealth
Mar 11, 2019 to Apr 4, 2025 · Sammamish, Wa
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Apr 23, 2018 to Mar 8, 2019 · Bellevue, Wa
Neuberger Berman Bd LLC no RAUM
Feb 24, 2012 to Aug 4, 2017 · Kent, Wa
Amundi Pioneer Institutional Asset Management, Inc. former
Apr 20, 2006 to Feb 23, 2012 · Boston, Ma
Amundi Asset Management US, Inc. former
Oct 4, 2005 to Apr 20, 2006 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Cumberland Advisors to Potomac
left Mar 6, 2026, registered Apr 1, 2026 (26 days) · Other
Advisors Asset Management, Inc. to Cumberland Advisors
left Apr 4, 2025, registered Sep 24, 2025 (173 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Advisors Asset Management, Inc.
left Mar 8, 2019, registered Mar 11, 2019 (3 days) · Wirehouse to independent RIA
Neuberger Berman Bd LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 4, 2017, registered Apr 23, 2018 (262 days) · Other
Amundi Pioneer Institutional Asset Management, Inc. to Neuberger Berman Bd LLC
left Feb 23, 2012, registered Feb 24, 2012 (1 days) · Other
Amundi Asset Management US, Inc. to Amundi Pioneer Institutional Asset Management, Inc.
left Apr 20, 2006, registered Apr 20, 2006 (0 days) · corporate re-registration, not a move

Signals

Steven Erwin Flewelling left Cumberland Advisors for Potomac (registered 2026-04-01)
Mar 6, 2026 · Advisor changed firm · fact
Steven Erwin Flewelling left Advisors Asset Management, Inc. for Cumberland Advisors (registered 2025-09-24)
Apr 4, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address