RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••••• G•••••••
- V•••••• C•••••• M••••••••• I••• asset manager currentsince Sep 18, 2025 · San Antonio, Tx
- A••••• A•••• M••••••••• U•• I••• formerJan 4, 2021 to Apr 25, 2025 · Boston, Ma
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• formerJun 19, 2012 to Dec 31, 2020 · Boston, Ma
- A••••• A•••• M••••••••• U•• I••• to V•••••• C•••••• M••••••••• I•••left Apr 25, 2025, registered Sep 18, 2025 (146 days) · corporate re-registration, not a move
- A••••• P•••••• I••••••••• A•••• M••••••••• I••• to A••••• A•••• M••••••••• U•• I•••left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address