DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M•••••• A••••• G•••••

L•• F•••••••• L••BD affiliatedManahawkin, Nj dual registrantIAPD 2279907

Feed of 09/15/2026

Also filed as M•••••• A••••• G•••••

At current firm

2 y

since Oct 19, 2023

In the industry

27 y

since Oct 19, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 19, 2023 · Manahawkin, Nj
S••••••••• A•••••• A•••••••• I••• former
Nov 1, 2017 to Oct 26, 2023 · Manahawkin, Nj
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Aug 29, 2012 to Nov 9, 2017 · El Segundo, Ca
N•• A•••• M••••••••• L•• BD affiliated
Jun 15, 2010 to Aug 30, 2012 · Fair Lawn, Nj
C••••• I••••••••• A••••••• L•• BD affiliated
Nov 18, 2009 to Jun 15, 2010 · Midland Park, Nj

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
left Oct 26, 2023, registered Oct 19, 2023 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••
left Nov 9, 2017, registered Nov 1, 2017 (-8 days) · Other · moved with a team
N•• A•••• M••••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Aug 30, 2012, registered Aug 29, 2012 (-1 days) · Other
C••••• I••••••••• A••••••• L•• to N•• A•••• M••••••••• L••
left Jun 15, 2010, registered Jun 15, 2010 (0 days) · Other

Signals

M•••••• A••••• G••••• left S••••••••• A•••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-10-19)
Oct 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address