RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- B•••••• I••••••••• M••••••••• I•• mixed wealth currentsince Feb 11, 2000 · Omaha, Ne
- B•••••• I••••••••• M••••••••• I•• mixed wealthFeb 11, 2000 to Dec 31, 2002 · Omaha, Ne
- B•••••• I••••••••• A••••••• formerAug 4, 1999 to Dec 31, 2002 · Omaha, Ne
- B•••••• I••••••••• A••••••• formerAug 4, 1999 to Dec 31, 2013 · Omaha, Ne
- B•••••• I••••••••• C•••••• I•• formerMar 12, 1994 to Dec 31, 2002 · Omaha, Ne
- B•••••• I••••••••• C•••••• I•• formerMar 12, 1994 to Aug 30, 2017 · Omaha, Ne
- B•••••• I••••••••• C•••••• I•• to B•••••• I••••••••• A•••••••left Aug 30, 2017, registered Aug 4, 1999 (-6601 days) · Other · moved with a team
- B•••••• I••••••••• A••••••• to B•••••• I••••••••• M••••••••• I••left Dec 31, 2013, registered Feb 11, 2000 (-5072 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address