RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• A•••••••• G•••••
- W•••••••• W••••• M••••••••• I••• independent RIA currentsince Dec 15, 2025 · Killington, Vt
- M••••••••• F•••••••• G••••• L•• unclassifiedNov 10, 2004 to Jun 30, 2009 · M•••••••••, Nj
- M••••••••• F•••••••• G••••• L•• unclassifiedJan 12, 2004 to Jun 3, 2004 · M•••••••••, Nj
- L•• F•••••••• L•• BD affiliatedAug 29, 2003 to Dec 2, 2025 · Basking Ridge, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 16, 1997 to Aug 27, 2003 · New York, Ny
- L•• F•••••••• L•• to M••••••••• F•••••••• G••••• L••left Dec 2, 2025, registered Jan 12, 2004 (-7995 days) · Other
- M••••••••• F•••••••• G••••• L•• to W•••••••• W••••• M••••••••• I•••left Jun 30, 2009, registered Dec 15, 2025 (6012 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Aug 27, 2003, registered Aug 29, 2003 (2 days) · Other
- R•••••• A•••••••• G••••• left L•• F•••••••• L•• for M••••••••• F•••••••• G••••• L•• (registered 2004-01-12)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address