RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• J••••• S••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 21, 2026 · Westwood, Ma
- O•••• W•••••• I••• BD affiliatedMar 27, 2009 to Apr 2, 2026 · Andover, Ma
- S•••• F•••••••• unclassifiedJun 14, 2000 to May 19, 2026 · Andover, Ma
- S•••• F•••••••• to O•••• W•••••• I•••left May 19, 2026, registered Mar 27, 2009 (-6262 days) · Other
- O•••• W•••••• I••• to L•• F•••••••• L••left Apr 2, 2026, registered Apr 21, 2026 (19 days) · Affiliated broker-dealer or bank to another · moved with a team
- D•••• J••••• S•••• left S•••• F•••••••• for O•••• W•••••• I••• (registered 2009-03-27)May 19, 2026 · Advisor changed firm · fact
- D•••• J••••• S•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-04-21)Apr 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address