RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• R•• W••••
- M••••• F• L•• independent RIA currentsince Aug 29, 2024 · Lincolnshire, Il
- R• F•••••••• P•••••••• L•• unclassifiedJan 4, 2016 to Dec 31, 2024 · Lincolnshire, Il
- M••••• W••••• P••••••• independent RIANov 19, 2014 to Mar 27, 2015 · Northfield, Il
- R•••• F•••••••• C••••••••• I••• unclassifiedJan 13, 2010 to Dec 31, 2014 · Vernon Hills, Il
- R• F•••••••• P•••••••• L•• to M••••• F• L••left Dec 31, 2024, registered Aug 29, 2024 (-124 days) · Other
- M••••• W••••• P••••••• to R• F•••••••• P•••••••• L••left Mar 27, 2015, registered Jan 4, 2016 (283 days) · Other
- R•••• F•••••••• C••••••••• I••• to M••••• W••••• P•••••••left Dec 31, 2014, registered Nov 19, 2014 (-42 days) · Other
- T•••• R•• W•••• left R• F•••••••• P•••••••• L•• for M••••• F• L•• (registered 2024-08-29)Dec 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address