RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••• H•••••
- S•••••• F•••••••• G••••• L••••• independent RIA currentsince Sep 25, 2023 · Burlington, Ma
- A•••••• F•••••••• G••••• L•• formerAug 8, 2019 to Sep 26, 2023 · Burlington, Ma
- S••••••• F•••••••• P•••••••• L•• independent RIASep 2, 2015 to Oct 2, 2019 · Winchester, Ma
- S•••••• N•••• F•••••••• P••••••• L•• unclassifiedFeb 7, 2007 to Jun 16, 2011 · Waltham, Ma
- L•• F•••••••• L•• BD affiliatedJan 6, 2006 to Sep 7, 2016 · Winchester, Ma
- B•• F•••••••• A•••••••• I••• unclassifiedFeb 29, 1996 to Aug 3, 2011 · Waltham, Ma
- A•••••• F•••••••• G••••• L•• to S•••••• F•••••••• G••••• L•••••left Sep 26, 2023, registered Sep 25, 2023 (-1 days) · RIA to RIA · moved with a team
- S••••••• F•••••••• P•••••••• L•• to A•••••• F•••••••• G••••• L••left Oct 2, 2019, registered Aug 8, 2019 (-55 days) · RIA to a newly registered adviser · moved with a team
- L•• F•••••••• L•• to S•••••• N•••• F•••••••• P••••••• L••left Sep 7, 2016, registered Feb 7, 2007 (-3500 days) · Other
- B•• F•••••••• A•••••••• I••• to L•• F•••••••• L••left Aug 3, 2011, registered Jan 6, 2006 (-2035 days) · Other
- S•••••• N•••• F•••••••• P••••••• L•• to S••••••• F•••••••• P•••••••• L••left Jun 16, 2011, registered Sep 2, 2015 (1539 days) · Other
- C•••••• R••• H••••• left A•••••• F•••••••• G••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2023-09-25)Sep 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address