RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• A•••••• C•••••••••
- L••••• F••••••••• I••• state registered currentsince Jul 25, 2016 · Geneva, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 1, 2000 to Jun 1, 2012 · Naperville, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L••••• F••••••••• I•••left Jun 1, 2012, registered Jul 25, 2016 (1515 days) · Wirehouse to a state-registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address