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Registered advisor
L••• V•••••• M•••••••
Feed of 09/15/2026
Also filed as Vince M•••••••
At current firm
16 y
since Oct 5, 2009
In the industry
33 y
since Feb 22, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 5, 2009 · Southlake, Tx
- C•••••• L•• independent RIAOct 2, 2002 to Jul 10, 2003 · Irving, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 12, 1993 to Oct 5, 2009 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to C•••••• L••left Oct 5, 2009, registered Oct 2, 2002 (-2560 days) · Other
- C•••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jul 10, 2003, registered Oct 5, 2009 (2279 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address