RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••••• J••••• B•••••
- D••• H••• A•••••••• I••• independent RIA currentsince Dec 17, 2015 · Kingwood, Tx
- H••••• I••••••••• M••••••••• L•• independent RIANov 14, 2013 to Dec 16, 2015 · Bayside, Ny
- M••••••• F•••••••• A•••••••• L•• unclassifiedJan 16, 2007 to Nov 11, 2013 · Jericho, Ny
- M••••••• F•••••••• A•••••••• L•• unclassifiedAug 15, 2005 to Dec 31, 2006 · Hackensack, Nj
- H••••• I••••••••• M••••••••• L•• to D••• H••• A•••••••• I•••left Dec 16, 2015, registered Dec 17, 2015 (1 days) · Other
- M••••••• F•••••••• A•••••••• L•• to H••••• I••••••••• M••••••••• L••left Nov 11, 2013, registered Nov 14, 2013 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address