M•••••• E••••• B••••

C••••• I••••••••• A••••••• L••BD affiliatedClifton Park, Nydual registrantIAPD 2300587

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Aug 5, 2025

In the industry

33 y

since Mar 6, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Aug 5, 2025 · Clifton Park, Ny
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Aug 14, 2025 · Scottsdale, Az
A••••••• P••••••••• A•••••••• I•• former
Apr 6, 2009 to Oct 11, 2024 · Holbrook, Ny

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••
left Aug 14, 2025, registered Aug 5, 2025 (-9 days) · Affiliated broker-dealer or bank to another
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Aug 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address