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Registered advisor
J••••• W•••••• V•••
Feed of 09/14/2026
Also filed as Joe V•••
At current firm
18 y
since Apr 2, 2008
In the industry
33 y
since Mar 1, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Apr 2, 2008 · Plano, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 18, 2005 to Apr 3, 2008 · Addison, Tx
- C•••••• L•• independent RIAOct 17, 2002 to Jul 9, 2003 · Dallas, Tx
- A••••••••• A•••••• S•••••••• I••• unclassifiedJan 11, 1994 to Mar 29, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- B••• O• A•••••• I••••••••• S•••••••• I••• to C•••••• S••••• • C••• I•••left Apr 3, 2008, registered Apr 2, 2008 (-1 days) · Other
- A••••••••• A•••••• S•••••••• I••• to C•••••• L••left Mar 29, 2005, registered Oct 17, 2002 (-894 days) · Other
- C•••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 9, 2003, registered May 18, 2005 (679 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address