DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ward Clinton Wenholz
Feed of 09/14/2026
Also filed as Ward Clinton Wenholz
At current firm
7 y
since Nov 5, 2018
In the industry
42 y
since Apr 1, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Sapphire Financial Strategies, L.L.C. state registered currentsince Nov 5, 2018 · Missoula, Mt
- First Advisors National, LLC independent RIANov 5, 2015 to Sep 6, 2018 · Florence, Mt
- Nepsis Advisor Services, Inc. formerOct 30, 2012 to Nov 3, 2015 · Missoula, Mt
- G. A. Repple & Company BD affiliatedJan 5, 2010 to Nov 5, 2012 · Casselberry, Fl
- Spc BD affiliatedSep 16, 2009 to Dec 23, 2009 · Missoula, Mt
- Transamerica Financial Advisors, LLC BD affiliatedAug 24, 1999 to Jun 16, 2004 · Missoula, Mt
Moves
a registration end followed by a registration begin elsewhere
- First Advisors National, LLC to Sapphire Financial Strategies, L.L.C.left Sep 6, 2018, registered Nov 5, 2018 (60 days) · RIA to a state-registered adviser
- Nepsis Advisor Services, Inc. to First Advisors National, LLCleft Nov 3, 2015, registered Nov 5, 2015 (2 days) · Other
- G. A. Repple & Company to Nepsis Advisor Services, Inc.left Nov 5, 2012, registered Oct 30, 2012 (-6 days) · Other
- Spc to G. A. Repple & Companyleft Dec 23, 2009, registered Jan 5, 2010 (13 days) · Other
- Transamerica Financial Advisors, LLC to Spcleft Jun 16, 2004, registered Sep 16, 2009 (1918 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address