RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• F•••• M•••••
- M••••• W••••• M••••••••• L•• state registered currentsince Mar 19, 2021 · Clarksville, Md
- T•• R••••••••• G••••• L•• formerJan 27, 2018 to May 6, 2021 · Clarksville, Md
- T•• R••••••••• G••••• L•• formerFeb 2, 2012 to Dec 31, 2017 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedApr 26, 2006 to Feb 3, 2012 · Clarksville, Md
- T•• R••••••••• G••••• L•• to M••••• W••••• M••••••••• L••left May 6, 2021, registered Mar 19, 2021 (-48 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to T•• R••••••••• G••••• L••left Feb 3, 2012, registered Feb 2, 2012 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address