DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Debra Lynn Seeley
Certified Financial Planner
Feed of 09/14/2026
Also filed as Debra Lynn Germann
At current firm
8 y
since Nov 29, 2017
In the industry
33 y
since Jan 8, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Nov 29, 2017 · Bellevue, Wa
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJun 26, 2017 to Nov 29, 2017 · Los Angeles, Ca
- B. Riley Wealth Advisors, Inc. BD affiliatedOct 28, 2015 to Jun 30, 2017 · Issaquah, Wa
- B. Riley Wealth Advisors, Inc. BD affiliatedMay 2, 2014 to May 6, 2014 · Issaquah, Wa
- Asset & Financial Planning, Ltd formerMar 16, 2000 to May 6, 2014 · Issaquah, Wa
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to LPL Financial LLCleft Nov 29, 2017, registered Nov 29, 2017 (0 days) · Other · moved with a team
- B. Riley Wealth Advisors, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)left Jun 30, 2017, registered Jun 26, 2017 (-4 days) · Other
- Asset & Financial Planning, Ltd to B. Riley Wealth Advisors, Inc.left May 6, 2014, registered May 2, 2014 (-4 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address