G•••• A••• J•••

• L•• F•••••••• L•• BD affiliated current
  since Jun 21, 2023 · Fort Wayne, In
• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
  May 25, 2005 to Jun 29, 2023 · Fort Wayne, In
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Jul 5, 2002 to May 20, 2005 · Fort Wayne, In
• W•••• F•••• I••••••••• L•• unclassified
  Mar 26, 2001 to Jun 26, 2002 · Fort Wayne, In

• C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••
  left Jun 29, 2023, registered Jun 21, 2023 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
• R•••••• J•••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left May 20, 2005, registered May 25, 2005 (5 days) · Other
• W•••• F•••• I••••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••
  left Jun 26, 2002, registered Jul 5, 2002 (9 days) · Other

• ••• Locked
  Jun 29, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address