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Registered advisor
J••• D•••••••• W••••••
Feed of 09/14/2026
At current firm
1 y
since Oct 11, 2024
In the industry
33 y
since Apr 6, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
7
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Oct 11, 2024 · Jensen Beach, Fl
- A••••••• P••••••••• A•••••••• I•• formerOct 1, 2007 to Oct 11, 2024 · Holbrook, Ny
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 12, 2003 to Sep 27, 2007 · Jensen Beach, Fl
- P••••••••• E••••• G••••• L•• unclassifiedApr 5, 2000 to Jan 15, 2003 · Stuart, Fl
Moves
a registration end followed by a registration begin elsewhere
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to A••••••• P••••••••• A•••••••• I••left Sep 27, 2007, registered Oct 1, 2007 (4 days) · Other
- P••••••••• E••••• G••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jan 15, 2003, registered Feb 12, 2003 (28 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address