RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• E•••••• S•••••••••
- M•••• A•••• M••••••••• L••••• state registered currentsince Dec 12, 2025 · Walnut Creek, Ca
- A••••••• F•••••••• G••••• L•• formerNov 6, 2023 to Mar 28, 2024 · Bangor, Me
- N••••• mixed wealthMay 6, 2016 to Dec 6, 2019 · Harpswell, Me
- Z••• F••••••••• L•• formerJan 6, 2014 to Jan 29, 2014 · The Sea Ranch, Ca
- I••••••• C•••••• M••••••••• L•• unclassifiedJul 23, 2012 to Aug 27, 2012 · Boston, Ma
- M•••• A•••• M••••••••• L••••• state registeredJan 4, 2007 to Oct 5, 2007 · Boston, Ma
- L•• F•••••••• L•• BD affiliatedJun 7, 2005 to Sep 21, 2005 · Farmington, Ct
- A••••••• F•••••••• G••••• L•• to M•••• A•••• M••••••••• L•••••left Mar 28, 2024, registered Dec 12, 2025 (624 days) · RIA to a state-registered adviser
- N••••• to A••••••• F•••••••• G••••• L••left Dec 6, 2019, registered Nov 6, 2023 (1431 days) · RIA to RIA
- Z••• F••••••••• L•• to N•••••left Jan 29, 2014, registered May 6, 2016 (828 days) · Other
- I••••••• C•••••• M••••••••• L•• to Z••• F••••••••• L••left Aug 27, 2012, registered Jan 6, 2014 (497 days) · Other
- M•••• A•••• M••••••••• L••••• to I••••••• C•••••• M••••••••• L••left Oct 5, 2007, registered Jul 23, 2012 (1753 days) · Other
- L•• F•••••••• L•• to M•••• A•••• M••••••••• L•••••left Sep 21, 2005, registered Jan 4, 2007 (470 days) · Other
- T••• E•••••• S••••••••• left A••••••• F•••••••• G••••• L•• for M•••• A•••• M••••••••• L••••• (registered 2025-12-12)Mar 28, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address