RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• L•• P•••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Oct 30, 2025 · Bethesda, Md
- L•• F•••••••• L•• BD affiliatedNov 16, 2022 to Jul 3, 2025 · Bethesda, Md
- R•• C•••••• M••••••• L•• national BDOct 17, 2020 to Nov 1, 2022 · Washington, Dc
- L•• F•••••••• L•• to M•• C•••••• M••••••••• L••left Jul 3, 2025, registered Oct 30, 2025 (119 days) · Affiliated broker-dealer or bank to independent RIA
- R•• C•••••• M••••••• L•• to L•• F•••••••• L••left Nov 1, 2022, registered Nov 16, 2022 (15 days) · Affiliated broker-dealer or bank to independent RIA
- R•••••• L•• P••••• left L•• F•••••••• L•• for M•• C•••••• M••••••••• L•• (registered 2025-10-30)Jul 3, 2025 · Advisor changed firm · fact
- R•••••• L•• P••••• left R•• C•••••• M••••••• L•• for L•• F•••••••• L•• (registered 2022-11-16)Nov 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address