DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••••••• A• Q••••

K•• F•••••••• S••••••• L••state registeredHalifax, MaIA-onlyIAPD 2320442

Certified Financial Planner

Feed of 09/14/2026

Also filed as K••••••• Anne Langlois

At current firm

1 y

since Nov 18, 2024

In the industry

33 y

since Mar 3, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

K•• F•••••••• S••••••• L•• state registered current
since Nov 18, 2024 · Halifax, Ma
C••••••• I••••••••• M••••••••• L•• independent RIA
Jun 19, 2019 to Feb 5, 2025 · Windham, Nh
L•• F•••••••• L•• BD affiliated
Sep 12, 2016 to Jul 10, 2019 · Danvers, Ma
T•••••••• F••••••••• I••• former
Nov 18, 2015 to Jul 21, 2016 · Danvers, Ma
C•••••• S••••• • C••• I••• national BD
Sep 11, 2002 to Nov 12, 2015 · Hingham, Ma

Moves

a registration end followed by a registration begin elsewhere

C••••••• I••••••••• M••••••••• L•• to K•• F•••••••• S••••••• L••
left Feb 5, 2025, registered Nov 18, 2024 (-79 days) · RIA to a state-registered adviser
L•• F•••••••• L•• to C••••••• I••••••••• M••••••••• L••
left Jul 10, 2019, registered Jun 19, 2019 (-21 days) · RIA to RIA
T•••••••• F••••••••• I••• to L•• F•••••••• L••
left Jul 21, 2016, registered Sep 12, 2016 (53 days) · Other
C•••••• S••••• • C••• I••• to T•••••••• F••••••••• I•••
left Nov 12, 2015, registered Nov 18, 2015 (6 days) · Other

Signals

K••••••• A• Q•••• left C••••••• I••••••••• M••••••••• L•• for K•• F•••••••• S••••••• L•• (registered 2024-11-18)
Feb 5, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address