RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••• A••••••• M•••••••
- V••••• C•••••• M••••••••• L•• independent RIA currentsince Jun 13, 2016 · Brentwood, Tn
- B• R•••• W••••• A•••••••• I••• BD affiliatedMay 2, 2014 to May 5, 2014 · Teaneck, Nj
- A•••• • F•••••••• P•••••••• L•• formerMar 4, 2003 to May 6, 2014 · Teaneck, Nj
- A•••• • F•••••••• P•••••••• L•• to B• R•••• W••••• A•••••••• I•••left May 6, 2014, registered May 2, 2014 (-4 days) · corporate re-registration, not a move
- B• R•••• W••••• A•••••••• I••• to V••••• C•••••• M••••••••• L••left May 5, 2014, registered Jun 13, 2016 (770 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address