RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••••• C• C•••••••••
- M••••••• K•••••• • W••••• I•• independent RIA currentsince Dec 2, 2003 · Middletown, Ct
- O•••• M••••• I••••••••• A•••••••• I•• unclassifiedOct 16, 1998 to Nov 18, 2003 · Rocky Hill, Ct
- O•••• M••••• I••••••••• A•••••••• I•• to M••••••• K•••••• • W••••• I••left Nov 18, 2003, registered Dec 2, 2003 (14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address