RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
James Donald Maher
- Title
- Chief Executive Officer & Founderreportedarchfordcapital.comfirm site, Sep 15, 2026
- Professional profile
- linkedin.com/in/james-d-maher-45368438reportedarchfordcapital.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- Archford Capital Strategies, LLC independent RIA currentsince Mar 28, 2013 · Swansea, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 27, 2001 to Apr 19, 2013 · Swansea, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Archford Capital Strategies, LLCleft Apr 19, 2013, registered Mar 28, 2013 (-22 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address