DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michelle Marie Hermann
Feed of 09/14/2026
Also filed as Michelle Marie Goby
At current firm
9 y
since Sep 6, 2017
In the industry
33 y
since Jun 16, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
14
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cibc Private Wealth Advisors, Inc. BD affiliated currentsince Sep 6, 2017 · Chicago, Il
- Geneva Advisors, LLC formerFeb 24, 2010 to Sep 1, 2017 · Chicago, Il
- LPL Financial LLC BD affiliatedNov 7, 2007 to Feb 25, 2010 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- Geneva Advisors, LLC to Cibc Private Wealth Advisors, Inc.left Sep 1, 2017, registered Sep 6, 2017 (5 days) · corporate re-registration, not a move
- LPL Financial LLC to Geneva Advisors, LLCleft Feb 25, 2010, registered Feb 24, 2010 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address