RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• E••••• H•••••••
- P•••• T•• • W••••• A••••••• L•• state registered currentsince Aug 2, 2019 · Richardson, Tx
- F•• W••••• A••••••• L•• unclassifiedAug 10, 2015 to Jan 9, 2019 · Carrollton, Tx
- A••••• I••••••••• C••••••••• independent RIAAug 1, 2014 to Aug 10, 2015 · Carmel, In
- F•• W••••• A••••••• L•• to P•••• T•• • W••••• A••••••• L••left Jan 9, 2019, registered Aug 2, 2019 (205 days) · Other
- A••••• I••••••••• C••••••••• to F•• W••••• A••••••• L••left Aug 10, 2015, registered Aug 10, 2015 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address