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RIA Intelligence
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Registered advisor
J•••• B•••• H••••••
Feed of 09/14/2026
At current firm
16 y
since Apr 20, 2010
In the industry
33 y
since May 7, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••••• A•••• A••••••• state registered currentsince Apr 20, 2010 · Paso Robles, Ca
- M••• C•••••• M••••••••• I•• formerJan 8, 2007 to May 6, 2010 · Fresno, Ca
- C•••••• S••••• • C••• I••• national BDJan 25, 1999 to Jan 5, 2007 · Fresno, Ca
Moves
a registration end followed by a registration begin elsewhere
- M••• C•••••• M••••••••• I•• to O•••••• A•••• A•••••••left May 6, 2010, registered Apr 20, 2010 (-16 days) · Other
- C•••••• S••••• • C••• I••• to M••• C•••••• M••••••••• I••left Jan 5, 2007, registered Jan 8, 2007 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address