DFX Intelligence
RIA Intelligence
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Registered advisor
B•••• T••••• W•••••
Feed of 09/15/2026
At current firm
0 y
since Jan 9, 2026
In the industry
33 y
since Mar 1, 1993 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A•• M••••• W••••• P•••••••• I••• state registered currentsince Jan 9, 2026 · London, Oh
- P••••••• C•••••• A••••••• L•• unclassifiedJun 8, 2015 to Dec 31, 2025 · Milford, Oh
Moves
a registration end followed by a registration begin elsewhere
- P••••••• C•••••• A••••••• L•• to A•• M••••• W••••• P•••••••• I•••left Dec 31, 2025, registered Jan 9, 2026 (9 days) · Other
Signals
- B•••• T••••• W••••• left P••••••• C•••••• A••••••• L•• for A•• M••••• W••••• P•••••••• I••• (registered 2026-01-09)Dec 31, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address