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Registered advisor
J••• B•• N•••••••••
Feed of 09/14/2026
At current firm
3 y
since Sep 30, 2022
In the industry
33 y
since Apr 14, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Sep 30, 2022 · Murray, Ut
- C••••• A•••••• N••••••• L•• formerJul 6, 2010 to Oct 3, 2022 · Provo, Ut
- E•••••••• A•••••••• L•• national BDJan 27, 2010 to Jun 22, 2010 · Salt Lake City, Ut
- C••••• A•••••• N••••••• L•• formerJun 10, 2003 to Feb 1, 2010 · Murray, Ut
- C••• B•••••••• S•••••••• I••• formerAug 24, 2001 to Jun 5, 2003 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Oct 3, 2022, registered Sep 30, 2022 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E•••••••• A•••••••• L•• to C••••• A•••••• N••••••• L••left Jun 22, 2010, registered Jul 6, 2010 (14 days) · Other
- C••••• A•••••• N••••••• L•• to E•••••••• A•••••••• L••left Feb 1, 2010, registered Jan 27, 2010 (-5 days) · Other
- C••• B•••••••• S•••••••• I••• to C••••• A•••••• N••••••• L••left Jun 5, 2003, registered Jun 10, 2003 (5 days) · Other
Signals
- J••• B•• N••••••••• left C••••• A•••••• N••••••• L•• for L•• F•••••••• L•• (registered 2022-09-30)Oct 3, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address