DFX Intelligence
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Feed of 09/14/2026
At current firm
9 y
since Mar 3, 2017
In the industry
33 y
since May 3, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••••• O••• L• state registered currentsince Mar 3, 2017 · Ogden, Ut
- S••••••• O••• L• state registeredSep 16, 2013 to Dec 31, 2016 · Ogden, Ut
- S•••• C•••••• M••••••••• I••• unclassifiedJul 1, 2002 to Dec 31, 2010 · Ogden, Ut
Moves
a registration end followed by a registration begin elsewhere
- S•••• C•••••• M••••••••• I••• to S••••••• O••• L•left Dec 31, 2010, registered Sep 16, 2013 (990 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address