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Registered advisor
R•••••• D• J•••• C••••
Feed of 09/14/2026
Also filed as Robert M C••••
At current firm
3 y
since May 30, 2023
In the industry
22 y
since May 27, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 30, 2023 · San Antonio, Tx
- S•• BD affiliatedJul 8, 2019 to May 30, 2023 · Ann Arbor, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 17, 2018 to Jul 17, 2019 · San Antonio, Tx
- I••••••••• P••••••••• I••• formerApr 10, 2014 to Sep 12, 2018 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 11, 2011 to Aug 30, 2012 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- S•• to L•• F•••••••• L••left May 30, 2023, registered May 30, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to S••left Jul 17, 2019, registered Jul 8, 2019 (-9 days) · Affiliated broker-dealer or bank to another
- I••••••••• P••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Sep 12, 2018, registered Jul 17, 2018 (-57 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• P••••••••• I•••left Aug 30, 2012, registered Apr 10, 2014 (588 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address