RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• J••• C•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · San Diego, Ca
- U••• B•••••• I••••••••• I••• formerJun 13, 2017 to Feb 13, 2026 · San Diego, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedJul 10, 2006 to Jun 22, 2017 · El Cajon, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedAug 20, 2001 to Jan 15, 2003 · Santee, Ca
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- U••• B•••••• A•••••••• L•• to U••• B•••••• I••••••••• I•••left Jun 22, 2017, registered Jun 13, 2017 (-9 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to U••• B•••••• A•••••••• L••left Jan 15, 2003, registered Jul 10, 2006 (1272 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address