RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• S•••• K•••••
- R•••• A••••••• S•••••••• I••• independent RIA currentsince Jan 29, 2015 · Glenview, Il
- B••••••••• S••••••••• C••••••••• unclassifiedJan 27, 2004 to Jul 12, 2007 · Mount Dora, Fl
- B••••••••• S••••••••• C••••••••• to R•••• A••••••• S•••••••• I•••left Jul 12, 2007, registered Jan 29, 2015 (2758 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address