K••••• L••• D••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Mar 7, 2025 · Fairfield, Ia
• A•••• P•••• A••••••• former
  Nov 21, 2012 to Dec 31, 2014 · Lavista, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Aug 13, 2010 to Mar 1, 2019 · Lavista, Ne
• E•••••••• A•••••••• L•• national BD
  Apr 6, 2010 to Aug 6, 2010 · Omaha, Ne
• S••••••••• A•••••• A•••••••• I••• former
  Nov 14, 2008 to Sep 17, 2009 · La Vista, Ne

• S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••
  left Mar 1, 2019, registered Nov 21, 2012 (-2291 days) · channel change inside one enterprise, not a move
• A•••• P•••• A••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Dec 31, 2014, registered Mar 7, 2025 (3719 days) · Other
• E•••••••• A•••••••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Aug 6, 2010, registered Aug 13, 2010 (7 days) · Other
• S••••••••• A•••••• A•••••••• I••• to E•••••••• A•••••••• L••
  left Sep 17, 2009, registered Apr 6, 2010 (201 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address