RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• H•••••••••
- O•••• W•••••• I••• BD affiliated currentsince Sep 13, 2024 · Dana Point, Ca
- T•• R••••••••• G••••• L•• formerMar 2, 2021 to Jun 20, 2024 · San Diego, Ca
- F•• S••••••••• C••••••••• formerFeb 26, 2021 to Mar 12, 2021 · Atlanta, Ga
- T•• R••••••••• G••••• L•• formerDec 2, 2008 to Sep 19, 2013 · San Diego, Ca
- S•• A•••••••• I••• formerSep 8, 2008 to Dec 2, 2008 · San Diego, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 30, 1998 to May 20, 2005 · San Diego, Ca
- T•• R••••••••• G••••• L•• to O•••• W•••••• I•••left Jun 20, 2024, registered Sep 13, 2024 (85 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•• S••••••••• C••••••••• to T•• R••••••••• G••••• L••left Mar 12, 2021, registered Mar 2, 2021 (-10 days) · Affiliated broker-dealer or bank to independent RIA
- T•• R••••••••• G••••• L•• to F•• S••••••••• C•••••••••left Sep 19, 2013, registered Feb 26, 2021 (2717 days) · Other
- S•• A•••••••• I••• to T•• R••••••••• G••••• L••left Dec 2, 2008, registered Dec 2, 2008 (0 days) · Other
- C•••••••• G••••• M•••••• I••• to S•• A•••••••• I•••left May 20, 2005, registered Sep 8, 2008 (1207 days) · Other
- R••••• J••••• H••••••••• left T•• R••••••••• G••••• L•• for O•••• W•••••• I••• (registered 2024-09-13)Jun 20, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address