RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A• Y•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 26, 2024 · Greenville, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 29, 2023 to Jul 25, 2024 · Greenville, Pa
- C••••• A•••••• N••••••• L•• formerSep 8, 2022 to Jun 29, 2023 · Greenville, Pa
- I••••••••• P••••••••• I••• formerJun 15, 2012 to Dec 14, 2012 · San Antonio, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDJul 28, 2010 to Jun 25, 2012 · Mcmurray, Pa
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Jul 25, 2024, registered Jul 26, 2024 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••• A•••••• N••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 29, 2023, registered Jun 29, 2023 (0 days) · corporate re-registration, not a move
- I••••••••• P••••••••• I••• to C••••• A•••••• N••••••• L••left Dec 14, 2012, registered Sep 8, 2022 (3555 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• P••••••••• I•••left Jun 25, 2012, registered Jun 15, 2012 (-10 days) · Other
- R•••• A• Y••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2024-07-26)Jul 25, 2024 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address