RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•• M•••••
- A•••• C•••• W••••• M••••••••• L•• state registered currentsince Jun 12, 2018 · Southlake, Tx
- M••••• W••••• M••••••••• I•• unclassifiedJan 16, 2008 to Dec 8, 2009 · Trophy Club, Tx
- M••••• W••••• M••••••••• I•• unclassifiedJan 16, 2008 to Jan 14, 2010 · Trophy Club, Tx
- C•••••• F•••••••• S•••••••• I••• formerMay 18, 2006 to Jan 7, 2008 · Bedford, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 24, 2005 to May 8, 2006 · Grapevine, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJan 6, 2004 to May 26, 2005 · Ft Worth, Tx
- P•••• S••••••••• L•• no RAUMAug 12, 2003 to Jan 20, 2004 · Irving, Tx
- M••••• W••••• M••••••••• I•• to A•••• C•••• W••••• M••••••••• L••left Jan 14, 2010, registered Jun 12, 2018 (3071 days) · Other
- C•••••• F•••••••• S•••••••• I••• to M••••• W••••• M••••••••• I••left Jan 7, 2008, registered Jan 16, 2008 (9 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to C•••••• F•••••••• S•••••••• I•••left May 8, 2006, registered May 18, 2006 (10 days) · Other
- M•• I•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left May 26, 2005, registered Jun 24, 2005 (29 days) · Other
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 20, 2004, registered Jan 6, 2004 (-14 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address