RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• S••••• K•••••••
- D•••••• S•••••• A•••• M••••••••• other currentsince Aug 11, 2020 · El Segundo, Ca
- T••••••• C••••• S••••••••• L•• formerJun 27, 2016 to Jul 21, 2020 · East Walpole, Ma
- B••••••• • M•••••• L•• formerJan 13, 2011 to Jun 21, 2016 · Los Angeles, Ca
- S••••••••• A••••••• L•• asset managerJun 4, 2007 to Sep 8, 2009 · Wilton, Ct
- B•• M••••• S••••••••• C••••••••• otherOct 6, 2005 to Aug 31, 2006 · East Walpole, Ma
- T••••••• C••••• S••••••••• L•• to D•••••• S•••••• A•••• M•••••••••left Jul 21, 2020, registered Aug 11, 2020 (21 days) · Other
- B••••••• • M•••••• L•• to T••••••• C••••• S••••••••• L••left Jun 21, 2016, registered Jun 27, 2016 (6 days) · Other · moved with a team
- S••••••••• A••••••• L•• to B••••••• • M•••••• L••left Sep 8, 2009, registered Jan 13, 2011 (492 days) · Other
- B•• M••••• S••••••••• C••••••••• to S••••••••• A••••••• L••left Aug 31, 2006, registered Jun 4, 2007 (277 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address