RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J••••• K••••••••
- E••• E•• W••••• M••••••••• former currentsince Jun 16, 2021 · Hampton Bays, Ny
- E••• E•• W••••• M••••••••• unclassifiedOct 21, 2009 to Apr 1, 2013 · Hampton Bays, Ny
- E••• E•• W••••• M••••••••• unclassifiedJul 10, 2008 to Mar 26, 2009 · Hampton Bays, Ny
- L••••• M••••••• G••••• I••• formerJan 18, 2006 to Jun 19, 2008 · New York, Ny
- E••• E•• W••••• M••••••••• to E••• E•• W••••• M•••••••••left Apr 1, 2013, registered Jun 16, 2021 (2998 days) · Other
- L••••• M••••••• G••••• I••• to E••• E•• W••••• M•••••••••left Jun 19, 2008, registered Jul 10, 2008 (21 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address