DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Howard Kopeck
Feed of 09/14/2026
Also filed as John H Kopeck
At current firm
11 y
since Jul 23, 2015
In the industry
33 y
since Aug 4, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ameriprise Financial Services, LLC national BD currentsince Jul 23, 2015 · Cincinnati, Oh
- Formidable Asset Management, LLC independent RIAJun 25, 2013 to Jul 2, 2013 · Cincinnati, Oh
- Raymond James & Associates, Inc. national BDMay 14, 2007 to Jul 22, 2015 · Cincinnati, Oh
- Citigroup Global Markets Inc. BD affiliatedFeb 21, 2006 to May 25, 2007 · Cincinnati, Oh
- Legg Mason Wood Walker, Incorporated unclassifiedJan 13, 2003 to Feb 21, 2006 · Kenwood, Oh
Moves
a registration end followed by a registration begin elsewhere
- Raymond James & Associates, Inc. to Formidable Asset Management, LLCleft Jul 22, 2015, registered Jun 25, 2013 (-757 days) · Other
- Formidable Asset Management, LLC to Ameriprise Financial Services, LLCleft Jul 2, 2013, registered Jul 23, 2015 (751 days) · Other
- Citigroup Global Markets Inc. to Raymond James & Associates, Inc.left May 25, 2007, registered May 14, 2007 (-11 days) · Other
- Legg Mason Wood Walker, Incorporated to Citigroup Global Markets Inc.left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address