DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony John Mescher
Feed of 09/14/2026
Also filed as Anthony J Mescher
At current firm
1 y
since Jan 23, 2025
In the industry
33 y
since Aug 20, 1993 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 23, 2025 · Burlington, Wi
- Wintrust Investments formerAug 11, 2014 to Jan 23, 2025 · Burlington, Wi
- LPL Financial LLC BD affiliatedAug 31, 2004 to Oct 29, 2014 · Burlington, Wi
Moves
a registration end followed by a registration begin elsewhere
- Wintrust Investments to LPL Financial LLCleft Jan 23, 2025, registered Jan 23, 2025 (0 days) · corporate re-registration, not a move
- LPL Financial LLC to Wintrust Investmentsleft Oct 29, 2014, registered Aug 11, 2014 (-79 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address