RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• C•••• Z••••••
- U• A•••• M••••••••• L•• institutional currentsince Apr 4, 2024 · Pittsburgh, Pa
- L•• F•••••••• L•• BD affiliatedDec 10, 2013 to Jan 27, 2016 · Sewicklsy, Pa
- S•••••• W••••• P•••••••• L•• BD affiliatedApr 1, 2011 to Apr 29, 2024 · Sewickley, Pa
- O•••• F•• I••• formerJun 24, 2009 to Apr 4, 2011 · Sewickley, Pa
- S•••••• W••••• P•••••••• L•• to L•• F•••••••• L••left Apr 29, 2024, registered Dec 10, 2013 (-3793 days) · Other
- L•• F•••••••• L•• to U• A•••• M••••••••• L••left Jan 27, 2016, registered Apr 4, 2024 (2990 days) · Other
- O•••• F•• I••• to S•••••• W••••• P•••••••• L••left Apr 4, 2011, registered Apr 1, 2011 (-3 days) · Other
- C•••••••• C•••• Z•••••• left S•••••• W••••• P•••••••• L•• for L•• F•••••••• L•• (registered 2013-12-10)Apr 29, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address