C•••• M•••• J•••••

• V•••••• A•••••••• I••• BD affiliated current
  since Dec 22, 2015 · Akron, Oh
• L•• F•••••••• L•• BD affiliated
  Sep 18, 2013 to Jan 13, 2014 · Akron, Oh
• F••••••••• A•••••••• I••• unclassified
  Apr 30, 2010 to Sep 18, 2013 · Akron, Oh
• I••••• F•••••••• C••••••••• former
  May 6, 2008 to Jan 22, 2010 · Akron, Oh

• L•• F•••••••• L•• to V•••••• A•••••••• I•••
  left Jan 13, 2014, registered Dec 22, 2015 (708 days) · Other
• F••••••••• A•••••••• I••• to L•• F•••••••• L••
  left Sep 18, 2013, registered Sep 18, 2013 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to F••••••••• A•••••••• I•••
  left Jan 22, 2010, registered Apr 30, 2010 (98 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address