DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• S••••

C••••• I••••••••• A••••••• L••BD affiliatedWesley Chapel, Fldual registrantIAPD 2369509

Feed of 09/14/2026

Also filed as M•••••• Scott S••••

At current firm

5 y

since May 19, 2021

In the industry

33 y

since Jul 26, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since May 19, 2021 · Wesley Chapel, Fl
C••• B•••••••• S•••••••• I••• former
Jul 9, 2020 to Apr 8, 2021 · Seffner, Fl
H••• S••••••••• •••• I••• BD affiliated
Mar 15, 2019 to Jun 5, 2020 · Wellington, Fl
E•••••••• A•••••••• L•• national BD
Sep 19, 2017 to Feb 4, 2019 · Ft. Lauderdale, Fl
L•• F•••••••• L•• BD affiliated
Apr 26, 2010 to Dec 8, 2016 · Miramar, Fl

Moves

a registration end followed by a registration begin elsewhere

C••• B•••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••
left Apr 8, 2021, registered May 19, 2021 (41 days) · Affiliated broker-dealer or bank to another
H••• S••••••••• •••• I••• to C••• B•••••••• S•••••••• I•••
left Jun 5, 2020, registered Jul 9, 2020 (34 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to H••• S••••••••• •••• I•••
left Feb 4, 2019, registered Mar 15, 2019 (39 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to E•••••••• A•••••••• L••
left Dec 8, 2016, registered Sep 19, 2017 (285 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address