RIA Intelligence

• G•••••• W••••• P•••••••• L•• independent RIA current
  since Nov 20, 2025 · Appleton, Wi
• S••••••••• A•••••• A•••••••• I••• former
  Oct 19, 2017 to Jan 16, 2020 · Bellingham, Wa
• W•••••• • R••• former
  Oct 21, 2013 to Oct 25, 2017 · Seattle, Wa
• L•• F•••••••• L•• BD affiliated
  Mar 31, 2009 to Oct 22, 2013 · Bellingham, Wa

• S••••••••• A•••••• A•••••••• I••• to G•••••• W••••• P•••••••• L••
  left Jan 16, 2020, registered Nov 20, 2025 (2135 days) · Affiliated broker-dealer or bank to independent RIA
• W•••••• • R••• to S••••••••• A•••••• A•••••••• I•••
  left Oct 25, 2017, registered Oct 19, 2017 (-6 days) · Other · moved with a team
• L•• F•••••••• L•• to W•••••• • R•••
  left Oct 22, 2013, registered Oct 21, 2013 (-1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address