RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H• C••••• I•••••
- T••••••••• G•••• L•• independent RIA currentsince May 1, 2026 · Saint Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• national BDJan 18, 2013 to May 19, 2026 · Kansas City, Mo
- S•••••• N••••••• • C••••••• I••••••••• national BDFeb 26, 1999 to Jan 22, 2013 · Clayton, Mo
- A••••••••• F•••••••• S•••••••• L•• to T••••••••• G•••• L••left May 19, 2026, registered May 1, 2026 (-18 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- S•••••• N••••••• • C••••••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 22, 2013, registered Jan 18, 2013 (-4 days) · Affiliated broker-dealer or bank to another
- H• C••••• I••••• left A••••••••• F•••••••• S•••••••• L•• for T••••••••• G•••• L•• (registered 2026-05-01)May 19, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address