RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• J•••••••• C••
- K••••• A•••••••• L•• state registered currentsince Mar 23, 2021 · Walnut Creek, Ca
- T••• L•••• C•••••• independent RIAApr 20, 2018 to Mar 17, 2021 · Redwood Shores, Ca
- T•• C•••••• M••••••••• L•• formerMar 23, 2016 to Dec 31, 2017 · Redwood Shores, Ca
- T•• C•••••• M••••••••• L•• formerDec 24, 2008 to Dec 31, 2015 · Redwood Shores, Ca
- T•• C•••••• M••••••••• L•• formerOct 20, 2006 to Dec 31, 2006 · Redwood Shores, Ca
- T••• L•••• C•••••• independent RIADec 6, 2005 to Sep 25, 2013 · Redwood Shores, Ca
- T••• L•••• C•••••• to K••••• A•••••••• L••left Mar 17, 2021, registered Mar 23, 2021 (6 days) · RIA to a state-registered adviser
- T•• C•••••• M••••••••• L•• to T••• L•••• C••••••left Dec 31, 2017, registered Apr 20, 2018 (110 days) · Other
- T••• L•••• C•••••• to T•• C•••••• M••••••••• L••left Sep 25, 2013, registered Oct 20, 2006 (-2532 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address