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Registered advisor
R•••••• C•••• F•••••••
Feed of 09/14/2026
At current firm
23 y
since Oct 2, 2002
In the industry
32 y
since Dec 22, 1993 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2002 · Houston, Tx
- G••••••••• F•••••••• S•••••••• I••• unclassifiedJan 24, 2023 to Dec 31, 2023 · Houston, Tx
- G••••••••• F•••••••• S•••••••• I••• unclassifiedMar 4, 2022 to Dec 31, 2022 · Houston, Tx
- G••••••••• F•••••••• S•••••••• I••• unclassifiedFeb 15, 2000 to Dec 31, 2021 · Houston, Tx
- 1•• G••••• A••••••• I•• formerFeb 8, 1996 to Oct 11, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- G••••••••• F•••••••• S•••••••• I••• to no registered destinationleft Dec 31, 2023 · Departure, no registered destination
- G••••••••• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Dec 31, 2021, registered Oct 2, 2002 (-7030 days) · Other
- 1•• G••••• A••••••• I•• to G••••••••• F•••••••• S•••••••• I•••left Oct 11, 2002, registered Feb 15, 2000 (-969 days) · Other
Signals
- R•••••• C•••• F••••••• no longer registered at G••••••••• F•••••••• S•••••••• I•••; no later IA registration on IAPDDec 31, 2023 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address