RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• T••• S•••••••
- B••••••••• C•••••• L•• independent RIA currentsince Oct 26, 2010 · Scottsdale, Az
- B••••••••• C•••••• L•• independent RIAOct 26, 2010 to Dec 31, 2020 · Scottsdale, Az
- I••••••• A•••• M••••••••• L•• unclassifiedNov 9, 2004 to Mar 24, 2011 · Scottsdale, Az
- F•• S••••••••• C••••••••• formerJun 25, 2004 to Nov 13, 2006 · Scottsdale, Az
- C•• F•••••••• G••••• I••• formerJan 1, 2002 to May 21, 2004 · Scottsdale, Az
- I••••••• A•••• M••••••••• L•• to B••••••••• C•••••• L••left Mar 24, 2011, registered Oct 26, 2010 (-149 days) · Other
- F•• S••••••••• C••••••••• to I••••••• A•••• M••••••••• L••left Nov 13, 2006, registered Nov 9, 2004 (-734 days) · Other
- C•• F•••••••• G••••• I••• to F•• S••••••••• C•••••••••left May 21, 2004, registered Jun 25, 2004 (35 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address