RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Jul 10, 2025 · Erie, Pa
• C•••••• G•••• • C• I•• former
  Feb 1, 2022 to Jul 10, 2025 · Niagara Falls, Ny
• 1•• D••••••• B••••••••• I••• independent RIA
  Jul 20, 2009 to Aug 30, 2010 · Lake Worth, Fl
• L•• F•••••••• L•• BD affiliated
  Dec 21, 2007 to Jul 7, 2009 · Amherst, Ny
• H••• S••••••••• •••• I••• BD affiliated
  Nov 30, 2007 to Jan 3, 2008 · Buffalo, Ny

• C•••••• G•••• • C• I•• to L•• F•••••••• L••
  left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
• 1•• D••••••• B••••••••• I••• to C•••••• G•••• • C• I••
  left Aug 30, 2010, registered Feb 1, 2022 (4173 days) · Other
• L•• F•••••••• L•• to 1•• D••••••• B••••••••• I•••
  left Jul 7, 2009, registered Jul 20, 2009 (13 days) · Other
• H••• S••••••••• •••• I••• to L•• F•••••••• L••
  left Jan 3, 2008, registered Dec 21, 2007 (-13 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

33derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address